Paul Clement Wintermantel

Current Employers

Employment History

• 09/2013 → 02/2019
  Lpl Financial
  Phoenix, AZ
• 02/2019 → Present
  Raymond James Financial Services, Inc.
  Phoenix, AZ
• 02/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Phoenix, AZ
• 09/2013 → Present
  Desert Financial Federal Credit Union
  Phoenix, AZ

Previous Registrations

• 2013-10-09 → 2019-02-27
  Lpl Financial Llc
  Tempe, AZ
  Phoenix, AZ
  Olympia, WA
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2007-02-06 → 2013-10-02
  Wells Fargo Clearing Services, Llc
  Chandler, AZ
  Mesa, AZ
  Tempe, AZ
  Sun Lakes, AZ
  Mesa, AZ
  Glendale, AZ
  Scottsdale, AZ
  Sun Lakes, AZ
  Chandler, AZ

Other Businesses

(1)Name of Business: Address: 8637 E Via de Sereno, Scottsdale, AZ, 85258-3935, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 08/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Desert Financial Federal Credit Union Address: 4940 E Ray Road Suite 11, Phoenix, AZ, 85044, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 09/30/2013 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (3)Name of Business: Desert Financial Wealth Management Address: 4940 E Ray Road Suite 11, Phoenix, AZ, 85044, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-13
• S66 Uniform Combined State Law Examination
  2000-07-13

Designations

Other Names

• Paul Clement Wintermantel