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Michelle Lee Dubena

Edward Jones

Port Clinton, OH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-16
OH RA APPROVED 2018-12-19
  • TX RA
    APPROVED_RES
    Since 2021-12-16
  • OH RA
    APPROVED
    Since 2018-12-19

Branch Locations

3866 Harbor Light Landing Dr, Port Clinton, OH 43452 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Amherst OH 06/2015 10/2016
Fifth Third Securities Amherst OH 01/2016 10/2016
Pnc Bank Westlake OH 10/2016 04/2017
Pnc Investments Pittsburgh PA 10/2016 04/2017
Pruco Securities, Llc Mayfield Heights OH 06/2017 08/2018
The Prudential Insurance Company Of America Mayfield Heights OH 07/2017 08/2018
Hsn North Ridgeville OH 07/2018 Present
Citizens Bank North Olmstead OH 09/2018 12/2018
Citizens Securities, Inc. North Olmstead OH 09/2018 12/2018
Edward Jones Elyria OH 12/2018 Present
  • 06/2015 → 10/2016
    Fifth Third Bank
    Amherst, OH
  • 01/2016 → 10/2016
    Fifth Third Securities
    Amherst, OH
  • 10/2016 → 04/2017
    Pnc Bank
    Westlake, OH
  • 10/2016 → 04/2017
    Pnc Investments
    Pittsburgh, PA
  • 06/2017 → 08/2018
    Mayfield Heights, OH
  • 07/2017 → 08/2018
    The Prudential Insurance Company Of America
    Mayfield Heights, OH
  • 07/2018 → Present
    Hsn
    North Ridgeville, OH
  • 09/2018 → 12/2018
    Citizens Bank
    North Olmstead, OH
  • 09/2018 → 12/2018
    North Olmstead, OH
  • 12/2018 → Present
    Elyria, OH
Previous Registrations
Other Businesses

Dent Solutions Now Type of business: Dent RepairLLC North Ridgeville, OH Start date: 8/1/2011 Statutory Agent Hours per week: 0 Hours during trading: 0 Desc: This is my husbands business, Dent Solutions Now LLC. I have no dealings or do not handle the business activities. City-State: North Ridgeville OH*** HSN- home shopping network Type of business: work from home North Ridgeville, OH Start date: 7/9/2018 customer service Hours per week: 10 Hours during trading: 0 take customer calls and assist in shopping questions or purchases. Leadership Ottawa County Port Clinton, OH Start date: 8/24/2023 Membership Board Member Hours per week: 0 Hours during trading: 0 LOC Is designed for men & women.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-06-17
S66 Uniform Combined State Law Examination 2015-06-24
  • S63 Uniform Securities Agent State Law Examination
    2016-06-17
  • S66 Uniform Combined State Law Examination
    2015-06-24
Other Names
  • Michelle Lee Chittenden
  • Shelly Lee Dubena

View on SEC IAPD

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