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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-06-27 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Boerne, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
1. Sale of various insurance products through various insurance companies, including fixed index annuities and life insurance. 2. Family formed business that will be selling t-shirts and craft items online. Start date: 4/25/19, no time spent during mkt hrs. Not investment related. 3. DBA - Mace Investments, Boerne, TX. Name used for my financial services practice. Start date: 11/1/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-19 |
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