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William Cleto Fernandez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-31
  • TX RA
    APPROVED
    Since 2017-08-31

Branch Locations

17802 W Interstate 10, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc. Boerne TX 09/2008 02/2017
The Champion Group San Antonio TX 02/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 08/2017 Present
Bank Of America, N.A. San Antonio TX 11/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-27
S63 Uniform Securities Agent State Law Examination 2000-10-25
  • S65 Uniform Investment Adviser Law Examination
    2008-09-27
  • S63 Uniform Securities Agent State Law Examination
    2000-10-25
Other Names
  • William Fernandez
  • William Cleto Fernandez
  • Will C Fernandez

View on SEC IAPD

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