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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2010-12-03
  • WI RA
    APPROVED
    Since 2010-12-03

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Milwaukee WI 12/2010 Present
  • 12/2010 → Present
    Robert W. Baird
    Milwaukee, WI
Previous Registrations
  • 2006-01-11 → 2010-12-01
    Cleary Gull Inc.
    Milwaukee, WI
    Milwaukee, WI
  • 2005-09-15 → 2005-09-15
    M&I Financial Advisors, Inc
    Brookfield, WI
Other Businesses

Name/Address: Milwaukee Winter Club, 3200 W Fairy Chasm Rd River Hills, WI 53217 Start date: 5/1/24 Hours spent: Less than 1 Hours spent during trading Hours: 0 Role/Responsibility: Board Member Not Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-02
S63 Uniform Securities Agent State Law Examination 2000-11-22
  • S65 Uniform Investment Adviser Law Examination
    2005-09-02
  • S63 Uniform Securities Agent State Law Examination
    2000-11-22
Designations

View on SEC IAPD

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