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Michael Eric Frantz

Usa Financial Securities LLC

Ada, MI

Ada, MI

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Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2017-03-10
MI RA APPROVED 2014-04-24
  • OR RA
    APPROVED
    Since 2017-03-10
  • MI RA
    APPROVED
    Since 2014-04-24

Branch Locations

6020 East Fulton, Ada, MI 49301 • USA

6020 E. Fulton Street, Ada, MI 49301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Financial Ada MI 03/2013 Present
  • 03/2013 → Present
    Usa Financial
    Ada, MI
Previous Registrations
  • 2003-01-24 → 2003-12-31
    Provider Group, Ltd.
    Burr Ridge, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-22
  • S66 Uniform Combined State Law Examination
    2014-04-22

View on SEC IAPD

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