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Joseph Angelo Vazquez

Transition Family Wealth

Phoenix, AZ

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Current Employers
Transition Family Wealth

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-23
  • AZ RA
    APPROVED
    Since 2024-05-23

Branch Locations

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Management Solutions, Llc Scottsdale AZ 03/2015 03/2024
Transition Family Wealth, Llc Phoenix AZ 03/2024 Present
  • 03/2015 → 03/2024
    Wealth Management Solutions, Llc
    Scottsdale, AZ
  • 03/2024 → Present
    Transition Family Wealth, Llc
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-16
S63 Uniform Securities Agent State Law Examination 2000-12-18
  • S66 Uniform Combined State Law Examination
    2005-09-16
  • S63 Uniform Securities Agent State Law Examination
    2000-12-18
Other Names
  • Joseph Angelo Vazquez
  • Joe Vazquez
  • Joe Vazquez

View on SEC IAPD

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