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David Paul Miller

Osaic Wealth, Inc.

Troy, MI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-06-24
TX RA APPROVED 2025-06-24
  • MI RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED
    Since 2025-06-24

Branch Locations

Troy, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Troy MI 08/2014 06/2025
Thrivent Financial Appleton WI 01/2015 06/2025
Osaic Sterling Heights MI 06/2025 Present
Previous Registrations
Other Businesses

1. NORTH COAST FINANCIAL ADVISORS POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/04/2021 ADDRESS: 3250 W Big Beaver Rd Ste 429, Troy, MI 48084 DESCRIPTION: DBA for securities and insurance business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-27
S63 Uniform Securities Agent State Law Examination 2004-12-09
  • S66 Uniform Combined State Law Examination
    2014-10-27
  • S63 Uniform Securities Agent State Law Examination
    2004-12-09

View on SEC IAPD

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