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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-06-24 |
| TX | RA | APPROVED | 2025-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Troy | MI | 08/2014 | 06/2025 |
| Thrivent Financial | Appleton | WI | 01/2015 | 06/2025 |
| Osaic | Sterling Heights | MI | 06/2025 | Present |
1. NORTH COAST FINANCIAL ADVISORS POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/04/2021 ADDRESS: 3250 W Big Beaver Rd Ste 429, Troy, MI 48084 DESCRIPTION: DBA for securities and insurance business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-09 |
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