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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-10
VA RA APPROVED 2000-09-14
  • TX RA
    APPROVED_RES
    Since 2009-08-10
  • VA RA
    APPROVED
    Since 2000-09-14

Branch Locations

8150 Leesburg Pike Ste 600, Vienna, VA 22182-2721 • United States

Vienna, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 09/2005 03/2020
Ameriprise Financial Services, Llc Vienna VA 03/2020 Present
Other Businesses

Real Estate Ownership; One bedroom unit in a condominium.; 1021 N. Garfield St., #213, Arlington, VA 22201, ,; Investment-Related; 09/01/2012. Business Ownership; MSP Advisory Services, LLC; Pay bills and balance check book.; LLC to pay office rent and pay any future non-licensed staff.; 8150 Leesburg Pike, Suite 600Vienna, VA 22182, ,; Not Investment-Related; 04/18/2014; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Supapan K. Pollak (my wife); My wife is renting out her condominium. The lease states the rent shall be $2,000/month. However I put $0 in section 2.9.2.8 since this rent is not compensation to me.; 3003 Nicosh Circle, #3404Falls Church, VA 22042, ,; Investment-Related; 09/15/2015; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-22
  • S66 Uniform Combined State Law Examination
    2000-08-22

View on SEC IAPD

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