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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-12 |
| CA | RA | APPROVED | 2010-07-15 |
Branch Locations
1801 North California Blvd. Ste 106, Walnut Creek, CA 94596 • United States
Brisbane, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2009 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2010 | Present |
1. HAE JUNG KIM FINANCIAL/RETIREMENT SERVICES - 123 ROCK WREN LANE, BRISBANE, CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 05/30/00, INV REL, 12 HR/WK- 0/TRADING HR. 2. HAE JUNG KIM, 123 ROCK WREN LANE, BRISBANE, CA, OWNER OF RENTAL PROPERTY, PROPERTY IS HANDLED BY HIRED PROPERTY MANAGER 09/18/15, NIR - 0HRS. 3. GATEWAY FINANCIAL ADVISORS, LLC, INC. DBA: QUALITY LIFE INSURANCE AGENCY, 6000 Uptown Blvd., NE suite 100, Albuquerque NM 87110, 03/2025, Investment Advisor Representative, Insurance/Benefits/Human Resources, INV REL, 40 HR/MO, 40 HR/MO TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 07/30/10 5. GATEWAY FINANCIAL ADVISORS, INC, 123 ROCK WREN LANE, BRISBANE, CA, 03/11/19, NIR, ELITE BENEFITS, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,1 HR/YR- 0/TRADING HR. 6. Gateway Financial Advisors, LLC, 123 Rock Wren Lane, Brisbane CA 94005, United States, 03/2026, Owner, DBA Name, NIR, HR/MO: 40 - HR/MO TRADING: 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-25 |
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