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Matthew Phillip Huerta

Ubs Financial Services Inc.

Palo Alto, CA

Newark, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-18
CA RA APPROVED 2011-08-25
  • TX RA
    APPROVED_RES
    Since 2025-12-18
  • CA RA
    APPROVED
    Since 2011-08-25

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

Newark, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Menlo Park CA 08/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-19
S63 Uniform Securities Agent State Law Examination 2000-10-20
  • S65 Uniform Investment Adviser Law Examination
    2004-03-19
  • S63 Uniform Securities Agent State Law Examination
    2000-10-20
Other Names
  • Matthew Huerta

View on SEC IAPD

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