Joshua Ryan Plank

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-08-25
IN	RA	APPROVED	2005-08-22

TX RA
APPROVED_RES

Since 2017-08-25
IN RA
APPROVED

Since 2005-08-22

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Westpoint Financial	Indianapolis	IN	06/2002	Present
Massmutual	Indianapolis	IN	08/2005	Present
Mml Investors Services	Indianapolis	IN	08/2005	Present

06/2002 → Present

Westpoint Financial

Indianapolis, IN
08/2005 → Present

Massmutual

Indianapolis, IN
08/2005 → Present

Mml Investors Services

Indianapolis, IN

Previous Registrations

2002-08-21 → 2005-09-07

Securian Financial Services, Inc.

Carmel, IN

Other Businesses

NAME: WESTPOINT FINANCIAL GROUP INV REL: Y ADD: 8888 KEYSTONE CROSSING SUITE 1600 INDIANAPOLIS, IN 46240 NATURE: HEALTH POSITION: SALES START DATE:8/1/2005 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING:4

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-29

S66 Uniform Combined State Law Examination

2002-07-29

View on SEC IAPD