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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Wilmington | DE | 05/2015 | 10/2021 |
| Wells Fargo Funds Management, Llc | Wilmington | DE | 05/2015 | 10/2021 |
| Allspring Funds Distributor, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Funds Management, Llc | Menomonee Falls | WI | 11/2021 | Present |
BCCM CONSORTIUM COFFEE POSITION: Investor NATURE: Retail Coffee Store INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 284 W Central AVe, Springboro OH 45066, United States DESCRIPTION: Silent/inactive minority part of ownership group.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-01-27 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-22 |
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