Vivian Griffith

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31

TX RA
APPROVED

Since 2025-03-31

Branch Locations

Houston, TX • United States

4410 Westheimer Rd Ste B-100, Houston, TX 77027-4837 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Westlake	TX	05/2012	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

05/2012 → Present

Fidelity Investments

Westlake, TX
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Houston, TX

Houston, TX
2014-10-14 → 2018-07-13

Strategic Advisers Llc

Westlake, TX

Katy, TX

Irving, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-09-12

S63 Uniform Securities Agent State Law Examination

2012-09-12

Designations

Other Names

Vivian Yun Herding
Vivian Yun Griffith
Vivian Herding Griffith

View on SEC IAPD