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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-30 |
Branch Locations
550 Reserve St., Ste 500 Granite Place, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Oklahoma City | OK | 01/2017 | Present |
| Midfirst Bank | Oklahoma City | OK | 12/2015 | 01/2017 |
TRUSTEE FOR BROTHER'S TRUST; INV. RELATED; PIEDMONT, OK; START DATE 7/27/2011; 1 HR PER MONTH; 0 HRS DURING TRADING. LEGAL GUARDIAN FOR BROTHER; INV. RELATED; PIEDMONT, OK; START DATE 11/30/2018; 4 HRS PER MONTH; 0 HRS DURING TRADING.; EXECUTOR FOR MOTHERS WILL, INV RELATED, WAXAHACHIE, TX, START DATE: 11/23/2018, 5 HRS/MONTH, 0 HRS DURING TRADING.; CO-TTEE FOR MOTHER'S TRUST, INV RELATED, WAXAHACHIE, TX, START DATE: 11/23/2018, 5 HRS/MONTH, 0 HRS DURING TRADING. CHESAPEAKE OIL AND GAS LEASED RENTAL PROPERTY, INV RELATED, ARLINGTON, TX, 100% OWNERSHIP WITH SPOUSE, START 11/5/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, OIL GAS MINERAL RIGHTS OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-29 |
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