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1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-08-29 |
Branch Locations
1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | Monroe | GA | 01/2017 | 07/2017 |
| Legend Advisory Llc | Palm Beach Gardens | FL | 02/2017 | 07/2017 |
| Cape Investment Advisory, Inc. | Mcdonough | GA | 08/2017 | Present |
| Cape Securities, Inc. | Mcdonough | GA | 08/2017 | Present |
| American Global Wealth Management, Inc. | Mcdonough | GA | 08/2017 | Present |
| Legend Equities Corporation | Palm Beach Gardens | FL | 10/2005 | 07/2017 |
ACCG RETIREMENT SERVICES; 191 PEACHTREE STREET NE SUITE 700 ATLANTA, GA 30303; PLAN ADMINISTRATOR OF GOVENMENTAL DC PLANS AND DB PLANS; I am the Regional Client Manager as of July 2017; 160 hours per month during trading hours; I assist in the enrollment and servicing of County Government Employee Retirement Plans in Georgia.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-23 |
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