Phillip Ristau

Current Employers

Employment History

• 04/2016 → 05/2017
  Tiaa
  San Antonio, TX
• 04/2016 → 05/2017
  Tiaa-Cref Individual & Institutional Services, Llc
  San Antonio, TX
• 05/2017 → 05/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plano, TX
• 05/2017 → 05/2020
  Bank Of America, N.A.
  Plano, TX
• 05/2020 → Present
  Ristau Capital, Llc
  The Colony, TX
• 07/2021 → 09/2021
  Tata Consulting
  Dallas, TX
• 10/2021 → 03/2022
  Bank Ozk
  Dallas, TX
• 03/2022 → 09/2023
  Bank Of America
  Dallas, TX

Previous Registrations

• 2017-06-08 → 2020-05-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plano, TX
  Frisco, TX
  Plano, TX
  Plano, TX
  Plano, TX
  Plano, TX
  Plano, TX
  Plano, TX
• 2016-04-26 → 2017-04-27
  Tiaa-Cref Individual & Institutional Services, Llc
  San Antonio, TX
• 2012-01-18 → 2016-04-20
  Strategic Advisers Llc
  Westlake, TX
• 2009-01-07 → 2011-11-07
  Td Ameritrade, Inc.
  Westlake, TX
  Fort Worth, TX
• 2009-01-07 → 2011-11-07
  Td Ameritrade Investment Management, Llc
  Ft Worth, TX
• 2008-07-16 → 2008-12-16
  Cambridge Investment Research Advisors, Inc.
  Arlington, TX
• 2008-03-12 → 2008-06-02
  Usaa Financial Planning Services
  San Antonio, TX

Other Businesses

USPS; not investment-related; 941 N. Coleman, Prosper, Texas, mail distribution; Rural Carrier Associate; 10/10/2023 - present; 20 to 40 hours per week - all during trading hours; deliver mail

Exams

• S66 Uniform Combined State Law Examination
  2008-03-03
• S63 Uniform Securities Agent State Law Examination
  2000-11-27

Other Names

• Phillip Ryan Ristau