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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-27
NC RA APPROVED 2023-12-06
GA RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2024-09-27
  • NC RA
    APPROVED
    Since 2023-12-06
  • GA RA
    APPROVED
    Since 2023-11-03

Branch Locations

1633 Mt Vernon Rd Suite 100, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Atlanta GA 07/2004 09/2020
Browne, Draper, & Land Financial Concepts Dalton GA 09/2020 10/2022
Fsc Securities Corporation Dalton GA 09/2020 11/2023
Bdl Advisors Dalton GA 10/2022 Present
Osaic Wealth, Inc. Atlanta GA 11/2023 Present
  • 07/2004 → 09/2020
    Fsc Securities Corporation
    Atlanta, GA
  • 09/2020 → 10/2022
    Browne, Draper, & Land Financial Concepts
    Dalton, GA
  • 09/2020 → 11/2023
    Fsc Securities Corporation
    Dalton, GA
  • 10/2022 → Present
    Bdl Advisors
    Dalton, GA
  • 11/2023 → Present
    Atlanta, GA
Previous Registrations
  • 2020-10-02 → 2023-11-03
    Fsc Securities Corporation
    Dalton, GA
    Atlanta, GA
  • 2006-11-01 → 2020-09-11
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

1. LINDA VU - INSURANCE POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/09/2021 ADDRESS: 1633 Mt. Vernon Rd., Suite 100, Dunwoody GA 30338, United States DESCRIPTION: Provide insurance products to clients to help them achieve their goals. 2. GENERATIONAL FINANCIAL PLANNERS, LLC POSITION: Co-Owner NATURE: This is an LLC. This LLC was established for protection and tax purposes.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 3795 Berkeley View Drive, Berkeley Lake GA 30096, United States DESCRIPTION: This LLC is established to pay business expenses. It is not used for marketing. 3. GEORGIA ROTARY PROFESSIONAL ALLIANCE POSITION: Board member - Secretary NATURE: Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/09/2024 ADDRESS: 5805 State Bridge Road, Ste G-181, Johns Creek GA 30097, United States DESCRIPTION: I simply take meeting notes and share them with all members. 4. BDL ADVISORS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 09/14/2020 ADDRESS: 1633 Mt. Vernon Rd., Suite 100, Atlanta GA 30338, United States DESCRIPTION: I meet with clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-17
S63 Uniform Securities Agent State Law Examination 2000-08-08
  • S66 Uniform Combined State Law Examination
    2005-03-17
  • S63 Uniform Securities Agent State Law Examination
    2000-08-08
Designations

View on SEC IAPD

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