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Brian Gartland Murphy

Hsbc Securities (Usa) Inc.

New York, NY

Scotch Plains, NJ

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-24
AK RA APPROVED 2025-09-08
GA RA APPROVED 2025-09-05
ND RA APPROVED 2025-09-04
PR RA APPROVED 2025-09-03
VI RA APPROVED 2025-08-29
NC RA APPROVED 2025-08-28
DE RA APPROVED 2025-08-26
IA RA APPROVED 2025-08-26
MT RA APPROVED 2025-08-26
NM RA APPROVED 2025-08-26
AL RA APPROVED 2025-08-25
KS RA APPROVED 2025-08-25
LA RA APPROVED 2025-08-25
ME RA APPROVED 2025-08-25
MD RA APPROVED 2025-08-25
MN RA APPROVED 2025-08-25
NE RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-25
UT RA APPROVED 2025-08-25
NY RA APPROVED 2025-04-09
NJ RA APPROVED 2013-07-26
  • DC RA
    APPROVED
    Since 2025-09-24
  • AK RA
    APPROVED
    Since 2025-09-08
  • GA RA
    APPROVED
    Since 2025-09-05
  • ND RA
    APPROVED
    Since 2025-09-04
  • PR RA
    APPROVED
    Since 2025-09-03
  • VI RA
    APPROVED
    Since 2025-08-29
  • NC RA
    APPROVED
    Since 2025-08-28
  • DE RA
    APPROVED
    Since 2025-08-26
  • IA RA
    APPROVED
    Since 2025-08-26
  • MT RA
    APPROVED
    Since 2025-08-26
  • NM RA
    APPROVED
    Since 2025-08-26
  • AL RA
    APPROVED
    Since 2025-08-25
  • KS RA
    APPROVED
    Since 2025-08-25
  • LA RA
    APPROVED
    Since 2025-08-25
  • ME RA
    APPROVED
    Since 2025-08-25
  • MD RA
    APPROVED
    Since 2025-08-25
  • MN RA
    APPROVED
    Since 2025-08-25
  • NE RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • UT RA
    APPROVED
    Since 2025-08-25
  • NY RA
    APPROVED
    Since 2025-04-09
  • NJ RA
    APPROVED
    Since 2013-07-26

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Scotch Plains, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 02/2015 Present
Hsbc Private Bank New York NY 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-01
S63 Uniform Securities Agent State Law Examination 2000-12-15
  • S65 Uniform Investment Adviser Law Examination
    2010-10-01
  • S63 Uniform Securities Agent State Law Examination
    2000-12-15
Other Names
  • Gartland Murphy

View on SEC IAPD

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