Best Investors
Account
Sign in
Best Investors
Account
Sign in
8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-10 |
| CA | RA | APPROVED | 2016-07-05 |
Branch Locations
Opus Plaza 1 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA 92008 • United States
680 Newport Center Drive Suite 230, Newport Beach, CA 92660 • United States
16130 Ventura Blvd Suite 460, Encino, CA 91436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Encino | CA | 07/2016 | Present |
1) TEXAS EXES LOS ANGELES CHAPTER; NON-INVESTMENT RELATED; AUSTIN, TX; NON-PROFIT SCHOLARSHIP FOUNDATION; BOARD MEMBER; START 4/22/22; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; PLAN PARTIES AND SPECIAL EVENTS FOR OTHER ALUMNI. 2) TEXAS EXES LOS ANGELES CHAPTER; NON-INVESTMENT RELATED; AUSTIN, TX; NON-PROFIT; TREASURER; START 6/1/23; 2 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I TRACK CHECKING ACCOUNT AND REPORT BALANCE AND ACTIVITY TO THE BOARD ON A REGULAR BASIS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-14 |
Reach out to this advisor