Steve Jerome Cotton

Current Employers

Employment History

• 04/2006 → Present
  Lpl Financial, Llc
  Addison, TX
• 04/2014 → 02/2019
  Independent Financial Partners
  Addison, TX
• 02/2019 → Present
  Private Advisor Group, Llc
  Addison, TX

Previous Registrations

• 2014-04-01 → 2019-06-03
  Independent Financial Partners
  Addison, TX
• 2002-05-17 → 2006-04-24
  A. G. Edwards & Sons, Inc.
  Dallas, TX

Other Businesses

1) 04/07/2014: Cotton Wealth Management Associates, LLC - Non-Variable Insurance DBA - At Reported Business Location(s) - 95% Time Spent - President and financial advisor. INS Types: Life, Health, LTC, Fixed Annuities 2) 11/24/2014: Cotton Wealth Management Associates - DBA for LPL Business (entity for LPL business) - Investment Related - 15301 Spectrum Drive, Suite 390, Addison, Texas 75001 - Start 03/31/2014 - 160 Hr/Mo; 8 Hour(s) During Securities Trading 3) 2/5/2019 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/31/2019 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/6/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 6/21/2019 - Private Advisor Group - DBA: (Hybrid) Cotton Wealth Management Associates, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/01/2019 - 200 Hours Per Month/185 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-10-17