William Allen Wallace

Current Employers

Basepoint Wealth, Llc

4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2017-10-09

IA RA
APPROVED

Since 2017-10-09

Branch Locations

4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Basepoint Wealth, Llc	Cedar Rapids	IA	10/2017	Present
Ameriprise Financial Services, Inc.	Waterloo	IA	07/2000	10/2017

10/2017 → Present

Basepoint Wealth, Llc

Cedar Rapids, IA
07/2000 → 10/2017

Ameriprise Financial Services, Inc.

Waterloo, IA

Previous Registrations

2000-08-11 → 2017-10-10

Ameriprise Financial Services, Llc

Cedar Rapids, IA

Waterloo, IA

Waterloo, IA

Moline, IL

Cedar Rapids, IA

Other Businesses

REAL ESTATE OWNERSHIP ; SINGLE FAMILY ; MARION, IA 52302; JANUARY 2014. Basepoint Tax & Accounting LLC; Partner; investment related: No; 4144 Golf Street NE, Cedar Rapids, IA 52402; Basepoint Tax & Accounting LLC is an accounting firm that handles bookkeeping, payroll, accounting, and tax preparation for its client base; Duties: Leadership and management; 2021-06-30; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-28

S66 Uniform Combined State Law Examination

2000-07-28

Designations

Other Names

W Allen Wallace

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