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James Xavier Vargo

Wells Fargo Clearing Services, LLC

Pittsburgh, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-06-02
PA RA APPROVED 2013-12-20
  • TX RA
    APPROVED
    Since 2014-06-02
  • PA RA
    APPROVED
    Since 2013-12-20

Branch Locations

301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sewickley PA 03/2011 11/2016
Wells Fargo Clearing Services, Llc Sewickley PA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-20
S63 Uniform Securities Agent State Law Examination 2001-02-08
  • S66 Uniform Combined State Law Examination
    2013-12-20
  • S63 Uniform Securities Agent State Law Examination
    2001-02-08
Other Names
  • James Xavier Vargo
  • James Xavier Vargo

View on SEC IAPD

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