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Christopher Lane Moore

LPl Financial LLC

Richmond, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-31
VA RA APPROVED 2018-07-31
  • TX RA
    APPROVED
    Since 2018-07-31
  • VA RA
    APPROVED
    Since 2018-07-31

Branch Locations

567 B Southlake Blvd., Richmond, VA 23236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moore Financial Services Richmond VA 05/1998 Present
Central Virginia Benefit Solutions Llc Richmond VA 03/2001 09/2016
Lincoln Financial Securities Corporation Richmond VA 07/2008 07/2018
Lpl Financial Llc Richmond VA 07/2018 Present
  • 05/1998 → Present
    Moore Financial Services
    Richmond, VA
  • 03/2001 → 09/2016
    Central Virginia Benefit Solutions Llc
    Richmond, VA
  • 07/2008 → 07/2018
    Lincoln Financial Securities Corporation
    Richmond, VA
  • 07/2018 → Present
    Richmond, VA
Previous Registrations
  • 2006-03-31 → 2018-08-02
    Osaic Fs, Inc.
    Richmond, VA
    Richmond, VA
Other Businesses

1)07/31/2018 - Moore Investment Properties, LLC - Real Estate Rental - Property Management - non-inv rel - Richmond, VA - start: 07/2007 - 5 hr/mth 2)07/31/2018 - Notary - State of VA - inv rel - start: 07/2016 - 1 hr/mth 3) 10/24/2022 - Alco, LLC DBA Moore Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/23/2020 - 2 Hours Per Month/2 Hours During Securities Trading. 4) 02/07/2025- Moore Financial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/01/2000- 200 Hours Per Month- 35 Hours During Trading 5) 01/16/2025- Moore Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/01/2000-2 Hours Per Month- 2 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-28
S63 Uniform Securities Agent State Law Examination 2000-08-14
  • S66 Uniform Combined State Law Examination
    2006-03-28
  • S63 Uniform Securities Agent State Law Examination
    2000-08-14
Other Names
  • Christopher Moore

View on SEC IAPD

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