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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-31 |
| VA | RA | APPROVED | 2018-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moore Financial Services | Richmond | VA | 05/1998 | Present |
| Central Virginia Benefit Solutions Llc | Richmond | VA | 03/2001 | 09/2016 |
| Lincoln Financial Securities Corporation | Richmond | VA | 07/2008 | 07/2018 |
| Lpl Financial Llc | Richmond | VA | 07/2018 | Present |
1)07/31/2018 - Moore Investment Properties, LLC - Real Estate Rental - Property Management - non-inv rel - Richmond, VA - start: 07/2007 - 5 hr/mth 2)07/31/2018 - Notary - State of VA - inv rel - start: 07/2016 - 1 hr/mth 3) 10/24/2022 - Alco, LLC DBA Moore Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/23/2020 - 2 Hours Per Month/2 Hours During Securities Trading. 4) 02/07/2025- Moore Financial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/01/2000- 200 Hours Per Month- 35 Hours During Trading 5) 01/16/2025- Moore Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/01/2000-2 Hours Per Month- 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-14 |
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