Sam Te Su

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-25
TX	RA	APPROVED	2025-02-25

CA RA
APPROVED

Since 2025-02-25
TX RA
APPROVED

Since 2025-02-25

Branch Locations

44 Montgomery St Ste 3100, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Francisco	CA	11/2008	09/2023
Morgan Stanley Smith Barney Llc	San Francisco	CA	09/2023	02/2025
Morgan Stanley Private Bank, N.A	New York	NY	10/2023	02/2025
Ameriprise Financial Services, Llc	San Francsico	CA	02/2025	Present

11/2008 → 09/2023

Ubs Financial Services Inc.

San Francisco, CA
09/2023 → 02/2025

Morgan Stanley Smith Barney Llc

San Francisco, CA
10/2023 → 02/2025

Morgan Stanley Private Bank, N.A

New York, NY
02/2025 → Present

Ameriprise Financial Services, Llc

San Francsico, CA

Previous Registrations

2023-09-15 → 2025-02-07

Morgan Stanley

San Francisco, CA
2008-12-01 → 2023-09-26

Ubs Financial Services Inc.

San Francisco, CA
2005-05-18 → 2008-12-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

San Francisco, CA
2002-09-18 → 2005-05-16

Morgan Stanley Dw Inc.

Fremont, CA
2000-11-17 → 2002-07-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakland, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-10

S66 Uniform Combined State Law Examination

2000-11-10

Designations

Other Names

Sam Su
Minh Su

View on SEC IAPD