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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-27
TX RA APPROVED 2023-04-27
  • IL RA
    APPROVED
    Since 2023-04-27
  • TX RA
    APPROVED
    Since 2023-04-27

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hat Tip Wealth Management, Llc Chicago IL 03/2015 09/2018
Lpl Financial Chicago IL 02/2016 11/2018
Signature Bank Chicago IL 02/2016 11/2018
Jpmorgan Chase Bank, N.A. Chicago IL 11/2018 Present
J.P. Morgan Securities Llc Chicago IL 11/2018 Present
Cebu City, Llc Chicago IL 04/2025 Present
  • 03/2015 → 09/2018
    Hat Tip Wealth Management, Llc
    Chicago, IL
  • 02/2016 → 11/2018
    Lpl Financial
    Chicago, IL
  • 02/2016 → 11/2018
    Signature Bank
    Chicago, IL
  • 11/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 11/2018 → Present
    Chicago, IL
  • 04/2025 → Present
    Cebu City, Llc
    Chicago, IL
Previous Registrations
  • 2016-03-09 → 2019-01-18
    Rosemont, IL
    Rosemont, IL
    San Diego, CA
  • 2015-05-06 → 2016-12-31
    Hat Tip Wealth Management, Llc
    Chicago, IL
Other Businesses

Entity Name: Cebu City, LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/30/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC firm established to invest in personal, private investments (primarily in real estate). There is no connection to JP Morgan Chase. Entity Name: Mercy Home For Boys and Girls Investment related: Yes Address: 1140 Chicago, IL https://www.mercyhome.org/ Nature of the other business: Provides a safe, nurturing residential home to children from the Chicago area. Position/Title/Relationship: Other Start Date: 08-Nov-2018 Approximate # of hours a month: 3-5 hours per Quarter Approximate # of hours during securities trading hours: Possibly 1-2 hours per Quarter Briefly describe your duties: Member of the Ambassadors of Mercy Board and serve on the Finance Committee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-27
S63 Uniform Securities Agent State Law Examination 2012-08-11
  • S65 Uniform Investment Adviser Law Examination
    2023-04-27
  • S63 Uniform Securities Agent State Law Examination
    2012-08-11
Other Names
  • Patrick Anthony Quinn

View on SEC IAPD

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