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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-04-27 |
| TX | RA | APPROVED | 2023-04-27 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hat Tip Wealth Management, Llc | Chicago | IL | 03/2015 | 09/2018 |
| Lpl Financial | Chicago | IL | 02/2016 | 11/2018 |
| Signature Bank | Chicago | IL | 02/2016 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 11/2018 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 11/2018 | Present |
| Cebu City, Llc | Chicago | IL | 04/2025 | Present |
Entity Name: Cebu City, LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/30/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC firm established to invest in personal, private investments (primarily in real estate). There is no connection to JP Morgan Chase. Entity Name: Mercy Home For Boys and Girls Investment related: Yes Address: 1140 Chicago, IL https://www.mercyhome.org/ Nature of the other business: Provides a safe, nurturing residential home to children from the Chicago area. Position/Title/Relationship: Other Start Date: 08-Nov-2018 Approximate # of hours a month: 3-5 hours per Quarter Approximate # of hours during securities trading hours: Possibly 1-2 hours per Quarter Briefly describe your duties: Member of the Ambassadors of Mercy Board and serve on the Finance Committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-11 |
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