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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-02
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

Washington, MI • United States

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Life Ins. Co. Southfield MI 06/2000 11/2018
Royal Alliance Associates, Inc. Southfield MI 11/2018 Present
  • 06/2000 → 11/2018
    John Hancock Life Ins. Co.
    Southfield, MI
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Southfield, MI
Previous Registrations
  • 2016-06-24 → 2018-11-02
    Signator Investors, Inc.
    Southfield, MI
    Southfield, MI
Other Businesses

1. MICHIGAN FINANCIAL COMPANIES INC. POSITION: Operations Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2004 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48034, United States DESCRIPTION: Operations support and sales/marketing of securities, investment advisory and insurance products. 2. MICHIGAN FINANCIAL COMPANIES INC. - FIXED INSURANCE POSITION: Operations Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2004 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48034, United States DESCRIPTION: Operations support and sales/marketing of fixed annuities and non-variable insurance. 3. ELIZABETH'S CLOSET POSITION: Co-Founder NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2019 ADDRESS: 13143 Burningwood Dr, Washington MI 48094, United States DESCRIPTION: Obtaining items for annual silent auction, obtaining corporate sponsorships, fundraising, and promotion / advertising.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-27
S63 Uniform Securities Agent State Law Examination 2000-08-01
  • S66 Uniform Combined State Law Examination
    2016-05-27
  • S63 Uniform Securities Agent State Law Examination
    2000-08-01

View on SEC IAPD

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