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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-11
TX RA APPROVED_RES 2006-10-05
VA RA APPROVED 2000-09-14
  • CA RA
    APPROVED
    Since 2020-08-11
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • VA RA
    APPROVED
    Since 2000-09-14

Branch Locations

3951 Westerre Pkwy Ste 260, Richmond, VA 23233 • United States

Glen Allen, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richmond VA 09/2005 03/2020
Ameriprise Financial Services, Llc Richmond VA 03/2020 Present
Other Businesses

Business Ownership; Corey L. Nesmith, Inc; ; Pass-through; 3951 Westerre Parkway Suite 100Richmond, VA 23233, ,; Not Investment-Related; 04/21/2015; 0 hours per month; 0 during trading hours / The Westerre Group, LLC; With setting up a team practice, we needed an entity to help with business setup issues (trademark ownership, Bank accounts, etc). I will be one of the 2 partners in this entity; It is an entity that will help with business expenses for the team practice we are setting up; 3951 Westerre Parkway, Suite 100, , Richmond, VA, 23233; Investment-Related; 03/31/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Bon Secours Richmond Health Care Foundation Board of Directors; Board Member; 7229 Forest Avenue, Suite 200Richmond, VA 23226, ,; ; 01/01/2017; 10 to 19 hours per month; 1 to 9 during trading hours / Virginia High School League Foundation Board (VHSL Foundation Board); Board Member; 1642 State Farm Boulevard, , Charlottesville, VA, 22911; Not Investment-Related; 09/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-24
  • S66 Uniform Combined State Law Examination
    2000-08-24

View on SEC IAPD

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