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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-11 |
| TX | RA | APPROVED_RES | 2006-10-05 |
| VA | RA | APPROVED | 2000-09-14 |
Branch Locations
3951 Westerre Pkwy Ste 260, Richmond, VA 23233 • United States
Glen Allen, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richmond | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Richmond | VA | 03/2020 | Present |
Business Ownership; Corey L. Nesmith, Inc; ; Pass-through; 3951 Westerre Parkway Suite 100Richmond, VA 23233, ,; Not Investment-Related; 04/21/2015; 0 hours per month; 0 during trading hours / The Westerre Group, LLC; With setting up a team practice, we needed an entity to help with business setup issues (trademark ownership, Bank accounts, etc). I will be one of the 2 partners in this entity; It is an entity that will help with business expenses for the team practice we are setting up; 3951 Westerre Parkway, Suite 100, , Richmond, VA, 23233; Investment-Related; 03/31/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Bon Secours Richmond Health Care Foundation Board of Directors; Board Member; 7229 Forest Avenue, Suite 200Richmond, VA 23226, ,; ; 01/01/2017; 10 to 19 hours per month; 1 to 9 during trading hours / Virginia High School League Foundation Board (VHSL Foundation Board); Board Member; 1642 State Farm Boulevard, , Charlottesville, VA, 22911; Not Investment-Related; 09/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-24 |
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