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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2019-11-12 |
| TX | RA | APPROVED | 2019-11-07 |
Branch Locations
8555 Executive Wood Drive Suite 400, Lincoln, NE 68512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lincoln | NE | 06/2009 | 11/2019 |
| Raymond James Financial Services, Inc. | Lincoln | NE | 11/2019 | Present |
| Raymond James Financial Services Advisors Inc. | Lincoln | NE | 11/2019 | Present |
(1) Name of Business: Aaron W Petersan, LLC Address: 8555 Executive Woods Dr Ste 400, Lincoln, NE, 68512-9310, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Business Owner, Financial Advisor, Branch Manager (2) Name of Business: Focus Financial, LLC Address: 8555 Executive Woods Dr Ste 400, Lincoln, NE, 68512, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Business Owner, Financial Advisor, Branch Manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-27 |
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