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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-02-13 |
| OH | RA | APPROVED | 2000-08-10 |
Branch Locations
3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States
One Fifth Third Center 110 N. Main Street, Ste. 1600, Dayton, OH 45402 • United States
Dayton, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Dayton | OH | 08/2000 | Present |
1)UNIVERSITY OF DAYTON / SPECIAL PROGRAMS AND CONTINUING EDUCATION / 300 COLLEGE PARK DAYTON , OH 45469-7011 / INSTRUCTOR / NON PROFIT / START DATE 01/02/2012 / 4 HRS. 2) Gala of Hope / I am on the Board of Trustees. / 3500 Pentagon Blvd, Ste 500, Beavercreek, OH 45431 / www.galaofhope.net / Attend board meetings. Discuss ways we can help raise funds to help cancer patience in Dayton Ohio / Start Date 2/1/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-01 |
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