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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2011-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Topolinski & Assoc. | Grand Blanc | MI | 01/1988 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2000 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2007 | Present |
1) TOPOLINSKI & ASSOCIATES; INV REL; GRAND BLANC, MI; PRESIDENT/OWNER; TAX, ACCOUNTING (NON-INV REL) & WEALTH MANAGEMENT; START DATE 01/1988 (TAX & ACCOUNTING) STATE DATE 11/2012 (INVESTMENTS); 120-160HRS/MNTH DURING TRADING HRS: 2)SOUTH SAGINAW OFFICE ASSOCIATES; NON-INV. RELATED; GRAND BLANC, MI; PARTNER; SINCE 10/2007; 4 HRS/MONTH DURING SECURITIES TRADING HOURS; PAYING BILLS:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-18 |
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