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Sean Michael Dean

Stifel, Nicolaus & Company, Incorporated

Boston, MA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-13
CA RA APPROVED 2014-02-06
NH RA APPROVED 2012-03-09
  • TX RA
    APPROVED_RES
    Since 2023-09-13
  • CA RA
    APPROVED
    Since 2014-02-06
  • NH RA
    APPROVED
    Since 2012-03-09

Branch Locations

20 Custom House Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Boston MA 03/2012 Present
Previous Registrations
  • 2009-09-18 → 2012-03-09
    Leerink Partners Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-16
S63 Uniform Securities Agent State Law Examination 2001-02-16
  • S65 Uniform Investment Adviser Law Examination
    2009-09-16
  • S63 Uniform Securities Agent State Law Examination
    2001-02-16
Other Names
  • Sean M Dean

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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