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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-16
FL RA APPROVED 2023-11-03
MI RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • CA RA
    APPROVED
    Since 2026-03-16
  • FL RA
    APPROVED
    Since 2023-11-03
  • MI RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

16801 Newburgh Suite 103, Livonia, MI 48154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Livonia MI 08/2000 11/2023
Knepp Financial Group, Llc Livonia MI 01/2003 Present
Knepp Financial Group, Llc Livonia MI 04/2010 12/2017
Knepp & Associates Tax Service Livonia MI 01/2002 Present
Osaic Wealth, Inc. Livonia MI 11/2023 Present
  • 08/2000 → 11/2023
    Fsc Securities Corporation
    Livonia, MI
  • 01/2003 → Present
    Knepp Financial Group, Llc
    Livonia, MI
  • 04/2010 → 12/2017
    Knepp Financial Group, Llc
    Livonia, MI
  • 01/2002 → Present
    Knepp & Associates Tax Service
    Livonia, MI
  • 11/2023 → Present
    Livonia, MI
Previous Registrations
  • 2010-05-28 → 2023-11-03
    Fsc Securities Corporation
    Livonia, MI
    Livonia, MI
  • 2010-05-28 → 2017-12-12
    Knepp Financial Group, Llc
    Livonia, MI
Other Businesses

1) KNEPP FINANCIAL GROUP, LLC, INVESTMENT RELATED; 16801 NEWBURGH RD. STE. 103 LIVONIA, MI 48154; OWNER; START DATE: 2001; 1 HR/MONTH; 1 HR/MONTH DURING SECURITIES TRADING HOURS; SELLS TERM LIFE, FIXED ANNUITY AND LTC. 2) KNEPP AND ASSOCIATES TAX SERVICE, LLC. POSITION: Owner NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2003 ADDRESS: 16801 Newburgh Rd Ste 103 Livonia MI 48154, LIVONIA MI 48154, United States DESCRIPTION: prepare clients tax returns during the weeks of Feb 1st through April 15th while reviewing their accounts at the same time 3) JASON & DANA DAVIS POSITION: owner NATURE: residential rental property owned by the rep and his wife, all activity reported on schedule E on their personal 1040 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2021 ADDRESS: 3665 Bella Vista Dr. E., St. Pete Beach FL 33706, United States DESCRIPTION: The investment property is managed by a property management company so I have no duties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-26
S63 Uniform Securities Agent State Law Examination 2000-08-25
  • S65 Uniform Investment Adviser Law Examination
    2010-04-26
  • S63 Uniform Securities Agent State Law Examination
    2000-08-25

View on SEC IAPD

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