Best Investors Account Sign in

Cara Bradley Lennon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-05-12
  • TX RA
    APPROVED
    Since 2007-05-12

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 04/2007 Present
Bank Of America, N.A. The Woodlands TX 11/2014 Present
Previous Registrations
  • 2006-07-07 → 2007-05-15
    Kestra Investment Services, Llc
    Austin, TX
    Austin, TX
  • 2004-05-28 → 2005-09-19
    Strategic Advisers Llc
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-05
S63 Uniform Securities Agent State Law Examination 2001-01-04
  • S66 Uniform Combined State Law Examination
    2004-05-05
  • S63 Uniform Securities Agent State Law Examination
    2001-01-04
Other Names
  • Cara Beatrice Bradley
  • Cara Beatrice Lennon

View on SEC IAPD

More in The Woodlands, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor