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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-11-07
  • WA RA
    APPROVED
    Since 2014-11-07

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Renton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Seattle WA 11/2014 Present
Previous Registrations
  • 2011-03-01 → 2014-11-07
    Mcadams Wright Ragen, Inc.
    Seattle, WA
  • 2011-01-03 → 2011-02-23
    Seattle, WA
  • 2006-02-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Seattle, WA
    Seattle, WA
Other Businesses

Name/Address: Girl Scouts of Western Washington 5601 6th Ave South, Ste 150 Seattle WA 98108 Start date: 10/1/14 Hours spent: 3 hours/week Hours spent during trading hours: Zero Role/Responsibility: Troop leader with check signing ability Non Investment related Name/Address: Maple Hills Marlin Swim Team PO Box 343 Issaquah WA 98027 Start date: 11/8/19 Hours spent: 1 hour/week Hours spent during trading hours: Zero Role/Responsibility: Treasurer Paying bills, maintaining books and record for the accounting of the organization Non Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-15
S63 Uniform Securities Agent State Law Examination 2000-12-07
  • S66 Uniform Combined State Law Examination
    2006-02-15
  • S63 Uniform Securities Agent State Law Examination
    2000-12-07
Other Names
  • Becky Anne Fosness

View on SEC IAPD

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