Michael J Hoffman

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-07-06
IA	RA	APPROVED	2021-07-02

TX RA
APPROVED_RES

Since 2021-07-06
IA RA
APPROVED

Since 2021-07-02

Branch Locations

630 Hwy 18 E Suite 1, Clear Lake, IA 50428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brokers International Financial Services	Urbandale	IA	02/2020	07/2021
Transamerica Investors Securites	St Paul	MN	05/2000	12/2019
Edward Jones	St Louis	MO	07/2021	Present

02/2020 → 07/2021

Brokers International Financial Services

Urbandale, IA
05/2000 → 12/2019

Transamerica Investors Securites

St Paul, MN
07/2021 → Present

Edward Jones

St Louis, MO

Previous Registrations

2020-02-10 → 2021-07-02

Integrity Alliance, Llc.

Mason City, IA

Urbandale, IA
2016-02-12 → 2020-01-08

Transamerica Retirement Advisors, Llc

Mason City, IA

Other Businesses

Aetna Inc Type: Date: 06/02/21 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: None City-State: Lexington KY Guardian Life Insurance Company Type: Date: 02/01/21 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: None City-State: Pittsfield MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-12
S63	Uniform Securities Agent State Law Examination	2002-12-19

S65 Uniform Investment Adviser Law Examination

2016-02-12
S63 Uniform Securities Agent State Law Examination

2002-12-19

Designations

Other Names

Mike Hoffman
Michael John Hoffman

View on SEC IAPD