Fred Wayne Thomas

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2013-10-07
TX	RA	APPROVED	2013-10-07

LA RA
APPROVED

Since 2013-10-07
TX RA
APPROVED

Since 2013-10-07

Branch Locations

Austin, TX • United States

Diana, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thomas & Associates Advanced Estate Planners	Diana	TX	11/1998	Present
Veritrust Financial, Llc	Austin	TX	10/2006	Present
Planmember Securities Corporation	Diana	TX	10/2013	Present

11/1998 → Present

Thomas & Associates Advanced Estate Planners

Diana, TX
10/2006 → Present

Veritrust Financial, Llc

Austin, TX
10/2013 → Present

Planmember Securities Corporation

Diana, TX

Previous Registrations

2009-05-22 → 2013-10-07

Veritrust Financial, Llc

Diana, TX

Diana, TX

Austin, TX

Other Businesses

THOMAS & ASSOCIATES ADVANCED ESTATE PLANNERS - OWNER - ESTATE PLANNING, SALES OF LIFE INSURANCE, LTC, FIXED AND EQUITY INDEXED ANNUITIES THROUGH VARIOUS CARRIERS SINCE 11/1998; 2683 YELLOWROSE, DIANA, TX 75640; SPEND 200 HRS PER MONTH, 100 DURING SECURITIES TRADING HRS; INVESTMENT RELATED BUSINESS. 2.) Diana Special Utility District Board of Directors - Board Member/1716 US Hwy 259 S. Diana Texas 75640/903-663-4837/water acquisition and distribution public agency/NON-IR/6 hours mo 0 during trading/0 compensation.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-05-21

S63 Uniform Securities Agent State Law Examination

2001-05-21

Designations

View on SEC IAPD