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Inactive

Brian Matthew Clay

Clay Northam Wealth Management

Sherman Oaks, CA

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Current Employers
Clay Northam Wealth Management

16400 Pacific Coast Highway Suite 207, Huntington Beach, CA 92649 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-08-08
CA RA APPROVED 2011-09-30
  • TX RA
    APPROVED
    Since 2014-08-08
  • CA RA
    APPROVED
    Since 2011-09-30

Branch Locations

Sherman Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clay Northam Wealth Management, Llc El Segundo CA 10/2011 Present
Clay Northam Wealth Management, Llc El Segundo CA 01/2023 Present
  • 10/2011 → Present
    Clay Northam Wealth Management, Llc
    El Segundo, CA
  • 01/2023 → Present
    Clay Northam Wealth Management, Llc
    El Segundo, CA
Previous Registrations
Other Businesses

1. BRIAN CLAY, CFP, S CORP FOR TAX PURPOSES. OWNER, SINCE 12/2012, 0 HOURS/ MONTH, 222 N. PACIFIC COAST HIGHWAY, STE. 2000, EL SEGUNDO, CA 90245 2. BRIAN CLAY - SOLE PROPRIETOR; NOT INVESTMENT RELATED; 222 N. PACIFIC COAST HIGHWAY, STE. 2000, EL SEGUNDO, CA 90245; MANAGEMENT SELLING FIXED INSURANCE, LONG TERM, LIFE, HEALTH AND DI; START DATE: 10/02/06; APPROX 10 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-29
S63 Uniform Securities Agent State Law Examination 2000-07-18
  • S66 Uniform Combined State Law Examination
    2002-05-29
  • S63 Uniform Securities Agent State Law Examination
    2000-07-18
Designations

View on SEC IAPD

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