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William Joseph Promes

Austin Creek Capital, LLC

Mill Valley, CA

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Current Employers
Austin Creek Capital, Llc

131 Camino Alto Suite D2, Mill Valley, CA 94941 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-19
CA RA APPROVED 2021-04-09
  • TX RA
    APPROVED_RES
    Since 2024-01-19
  • CA RA
    APPROVED
    Since 2021-04-09

Branch Locations

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Austin Creek Capital, Llc Mill Valley CA 12/2020 Present
Charles Schwab And Co., Inc. San Francisco CA 06/2000 11/2019
N/A San Francisco CA 12/2019 12/2020
  • 12/2020 → Present
    Austin Creek Capital, Llc
    Mill Valley, CA
  • 06/2000 → 11/2019
    Charles Schwab And Co., Inc.
    San Francisco, CA
  • 12/2019 → 12/2020
    N/A
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-23
  • S65 Uniform Investment Adviser Law Examination
    2020-11-23
Other Names
  • Bill Promes
  • William Joseph Promes

View on SEC IAPD

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