Joshua R. Axel

Current Employers

Ktf Investments, Llc

13001 Seal Beach Boulevard # 250, Seal Beach, CA 90740 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-29

CA RA
APPROVED

Since 2025-08-29

Branch Locations

13001 Seal Beach Boulevard # 250, Seal Beach, CA 90740 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Long Beach	CA	06/2000	08/2025
Ktf Investments, Llc	Seal Beach	CA	08/2025	Present

06/2000 → 08/2025

Ubs Financial Services Inc.

Long Beach, CA
08/2025 → Present

Ktf Investments, Llc

Seal Beach, CA

Previous Registrations

2000-12-04 → 2025-09-09

Ubs Financial Services Inc.

Seal Beach, CA

Long Beach, CA

Los Alamitos, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-22

S66 Uniform Combined State Law Examination

2000-09-22

Other Names

Joshua Robin Axel

View on SEC IAPD