Best Investors Account Sign in

Carlos Casas

Ubs Financial Services Inc.

New Rochelle, NY

Greenwich, CT

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-27
CT RA APPROVED 2008-01-01
  • NY RA
    APPROVED
    Since 2024-03-27
  • CT RA
    APPROVED
    Since 2008-01-01

Branch Locations

New Rochelle, NY • United States

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Greenwich CT 05/2002 Present
  • 05/2002 → Present
    Ubs
    Greenwich, CT
Other Businesses

Name of Organization - Coaching Youth Soccer;Nature of Organization - Coaching Youth Soccer; Role - Coach; Compensation - Yes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-27
  • S66 Uniform Combined State Law Examination
    2007-12-27

View on SEC IAPD

More in New Rochelle, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor