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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2003-02-21
TX RA APPROVED 2003-02-21
  • NJ RA
    APPROVED
    Since 2003-02-21
  • TX RA
    APPROVED
    Since 2003-02-21

Branch Locations

2 Tower Center Blvd, East Brunswick, NJ 08816 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America,N.A. Fort Lee NJ 06/2011 Present
Merrill Lynch, Pierce, Fenner & Smith, Inc. Paramus NJ 05/2000 Present
  • 06/2011 → Present
    Bank Of America,N.A.
    Fort Lee, NJ
  • 05/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Paramus, NJ
Other Businesses

I*3729266 Entity Type: Entity For Profit Name of OBA: A9 Family LLC Address: East Brunswick, New Jersey Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/10/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Pursuing the purchase of Bankrupt Bar/ Restaurant passive investor /owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-13
  • S66 Uniform Combined State Law Examination
    2001-06-13
Other Names
  • Daniel M Nigro

View on SEC IAPD

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