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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2003-02-21 |
| TX | RA | APPROVED | 2003-02-21 |
Branch Locations
2 Tower Center Blvd, East Brunswick, NJ 08816 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,N.A. | Fort Lee | NJ | 06/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Paramus | NJ | 05/2000 | Present |
I*3729266 Entity Type: Entity For Profit Name of OBA: A9 Family LLC Address: East Brunswick, New Jersey Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/10/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Pursuing the purchase of Bankrupt Bar/ Restaurant passive investor /owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-13 |
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