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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-06-28 |
| TX | RA | APPROVED | 2019-06-28 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Schaumburg | IL | 09/2017 | 06/2019 |
| Megalytics Llc | Chicago | IL | 06/2015 | 09/2016 |
| Unemployed | Evanston | IL | 10/2016 | 12/2016 |
| Aurora University | Aurora | IL | 01/2017 | 05/2017 |
| Benedictine University | Lisle | IL | 01/2017 | 05/2017 |
| Northwestern University | Evanston | IL | 09/2016 | Present |
| Bank Of America, N.A. | Schaumburg | IL | 02/2018 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 06/2019 | Present |
ACOUSTIC LEARNING INC, NOT INVT RELATED, LOS ANGELES, CA, 100% OWNERSHIP, START 4/22/2003, 2 HRS PER MONTH, 0 HRS DURING TRADING, WRITE RESEARCH POSTS AND MAIL OUT BOOKS. ARUFFO.COM; NOT INV RELATED;LOS ANGELES,CA; RESEARCH AND ACTIVITY IN MUSIC AND THEATER; START DATE: 09/15/2001; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-22 |
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