Christopher L Duncan

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-06-29
TX	RA	APPROVED_RES	2021-01-11

CO RA
APPROVED

Since 2026-06-29
TX RA
APPROVED_RES

Since 2021-01-11

Branch Locations

9800 Schwab Way , Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co.,Inc	Lone Tree	CO	06/2000	Present
Schwab Wealth Advisory Inc	Lone Tree	CO	01/2012	Present

06/2000 → Present

Charles Schwab & Co.,Inc

Lone Tree, CO
01/2012 → Present

Schwab Wealth Advisory Inc

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-07
S63	Uniform Securities Agent State Law Examination	2000-10-23

S66 Uniform Combined State Law Examination

2006-09-07
S63 Uniform Securities Agent State Law Examination

2000-10-23

Designations

Other Names

Christopher Lynn Duncan

View on SEC IAPD

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews