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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-05-02
KS RA APPROVED 2019-03-06
  • OK RA
    APPROVED
    Since 2019-05-02
  • KS RA
    APPROVED
    Since 2019-03-06

Branch Locations

524 Morton St, Elkhart, KS 67950-5016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mindy Dougherty Insurance Agency Elkhart KS 01/2001 Present
State Farm Vp Management Corp Elkhart KS 01/2001 Present
State Farm Investment Management Corp Elkhart KS 02/2019 Present
State Farm Investment Management Corp Liberal KS 04/2020 Present
Mindy Dougherty Insurance Agency Liberal KS 04/2020 Present
State Farm Vp Management Corp Liberal KS 04/2020 Present
  • 01/2001 → Present
    Mindy Dougherty Insurance Agency
    Elkhart, KS
  • 01/2001 → Present
    State Farm Vp Management Corp
    Elkhart, KS
  • 02/2019 → Present
    Elkhart, KS
  • 04/2020 → Present
    Liberal, KS
  • 04/2020 → Present
    Mindy Dougherty Insurance Agency
    Liberal, KS
  • 04/2020 → Present
    State Farm Vp Management Corp
    Liberal, KS
Other Businesses

1) Monroe Family Trust Apartments; Investment-Related; 532 Colorado Street, Elkhart, KS; Investment or Commercial Property; Bookkeeper; 08/01/2004; I am on the signature card for the account, can deposit rents, refund deposits, pay bills and have helped in the cleaning and maintenance of the building. I also reconcile the bank account. 2) ELKHART LIONS CLUB; NON-INVESTMENT-RELATED; 202 MORTON ELKHART, KS 67950; MEMBERSHIP/CIVIL/FRATERNAL ORGANIZATION; OFFICER; 07/01/2011; TREASURER, TRACK INCOME AND EXPENSES AND PAY BILLS FOR CLUB; 1 HR/MTH-NONE DURING TRADING HOURS. 3) HIGH PLAINS HEALTH FOUNDATION; INVESTMENT-RELATED; 141 HILLTOP ELKHART, KS, 67950; ASSOCIATION/COMMITTEE/COUNCIL; SECRETARY; ENDOWMENT COMMITTEE; 06/01/2013; 1HR/M; 0 SECURTITIES HR; VOTE ON BANK PRODUCTS; FUND SMALL PURCHASES FOR HEALTHCARE. 4) Elkhart Church of the Nazarene; non-investment-related; Colorado & Sid, Elkhart, KS 67950; Membership/Civil/Fraternal Organization; Secretary; 7/1/11; 2 hrs/mo; 0 hrs/mo; assist in planning church events and direction of the church mission. Cooking, cleaning. I am a cosignor on church checking accounts but am not called to do that very often. Haven't ever done it to my knowledge. 5) M 2 Bar Holdings LLC; non-investment-related; RT 2 box 119 Balko OK 73931; Investment or Commercial Property; Treasurer - owner, officer; 10-15-2017; 2; 0; holding of ownership of inherited land, minerals and apartment building. Other three in the LLC are my siblings, treasurer, owner, officer, Control of the checkbook, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account, review tenant applications, coordinate repairs and maintenance, 6) Mindy Dougherty's Insurance Agency; Insurance Agency; Investment-related; 524 Morton St Elkhart, KS 67950-5016; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2001; 80; 80; Service customers and supervise employees 7) GrowKS Loan Fund Selection Committee; non-investment-related; 400 Orchard St Elkhart KS 67950; association/committee/council; board member; board member; 08/01/2022; 1; 0; Financial review for E-Community to make decisions locally for projects applying for Rural/Urban-Distressed GROWKS Loans and Minority/Women-Led GROWKS Loans 8) City of Elkhart Planning Commision; non-investment-related; 433 Morton St Elkhart KS 67950; Association/Committee/Council; Board Member; None; 01/01/2023; 0; 0; Planning commission in case of rezoning of our town. They meet about once every five years or so and only if something doesn't get handled in the appeals process is when it comes to the actual board

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-06
S63 Uniform Securities Agent State Law Examination 2000-08-04
  • S65 Uniform Investment Adviser Law Examination
    2019-03-06
  • S63 Uniform Securities Agent State Law Examination
    2000-08-04
Other Names
  • Mindy Leigh Monroe

View on SEC IAPD

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