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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2018-07-23
CT RA APPROVED 2017-06-05
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2018-07-23
  • CT RA
    APPROVED
    Since 2017-06-05

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2010 Present
Other Businesses

I*480371, Entity Type: , Name of OBA: Springfield Township, Address: Springfield, New Jersey, 07081, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01-Jan-2012, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Chairman of Planning Board

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-03
S63 Uniform Securities Agent State Law Examination 2004-01-23
  • S65 Uniform Investment Adviser Law Examination
    2017-06-03
  • S63 Uniform Securities Agent State Law Examination
    2004-01-23
Other Names
  • Jeffrey Eric Tiger
  • Jeffrey E Tiger

View on SEC IAPD

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