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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2018-07-23 |
| CT | RA | APPROVED | 2017-06-05 |
Branch Locations
One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2010 | Present |
I*480371, Entity Type: , Name of OBA: Springfield Township, Address: Springfield, New Jersey, 07081, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01-Jan-2012, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Chairman of Planning Board
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-23 |
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