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2710 Loker Avenue West Suite 230, Carlsbad, CA 92010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-06 |
| TX | RA | APPROVED | 2020-03-05 |
| LA | RA | APPROVED | 2012-03-27 |
Branch Locations
2710 Loker Avenue West Suite 230, Carlsbad, CA 92010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frank Financial Advisors | Carlsbad | CA | 01/2008 | Present |
(1) SALE OF NON-VARIABLE LIFE, HEALTH & DISABILITY INSURANCE AND ANNUITIES; INVESTMENT RELATED; 2710 LOKER AVE., STE. 230, CARLSBAD, CA 92010; INSURANCE PRODUCTS; AGENT; 11/24/2003; 1 HR/MONTH; 1 HR/MONTH DURING SECURITIES HRS. (2) AXOS BANK; INVESTMENT RELATED; 2710 LOKER AVE., STE. 230, CARLSBAD, CA 92010; FDIC BANKING; MARKETING REP; 04/2016; 1 HR/MONTH; 1 HR/MONTH DURING SECURITIES HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-21 |
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