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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-12-19
PA RA APPROVED 2024-12-19
TX RA APPROVED 2012-12-11
AL RA APPROVED 2012-08-17
GA RA APPROVED 2009-02-23
  • DE RA
    APPROVED
    Since 2024-12-19
  • PA RA
    APPROVED
    Since 2024-12-19
  • TX RA
    APPROVED
    Since 2012-12-11
  • AL RA
    APPROVED
    Since 2012-08-17
  • GA RA
    APPROVED
    Since 2009-02-23

Branch Locations

999 Peachtree Street Ne Suite 400, Atlanta, GA 30309 • United States

Reading, PA • United States

Lewes, DE • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Roswell GA 02/2009 Present
Raymond James Financial Services Advisors Inc. Roswell GA 02/2009 Present
Previous Registrations
Other Businesses

(1) Name of Business: AMB Financial Services Address: 999 Peachtree St NE Ste 400, Atlanta, GA, 30309-4426, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 07/16/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA name, asset management and retirement planning (2) Name of Business: Anthony M Bondoch & Associates, Llc Address: 1201 peachtree st ne suite 200 , atlanta, GA, 30361, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/14/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: soliciting clients on non-variable insurance products (3) Name of Business: Anthony M Bondoch & Associates, LLC Address: 205 7th st ne , atlanta, GA, 30308, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/15/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: managing director (4) Name of Business: Bondoch, Rosemarie Address: 205 7TH ST NE , ATLANTA, GA, 30308, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 10/23/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. DELAWARE DURABLE PERSONAL POWER OF ATTORNEY FOR MOTHER (5) Name of Business: Bonz & Associates LLC Address: 124 w pine st , missoula, MT, 59802, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/27/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: holding company for investing in real and personal property in Montana

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-08
S63 Uniform Securities Agent State Law Examination 2001-07-12
  • S65 Uniform Investment Adviser Law Examination
    2003-12-08
  • S63 Uniform Securities Agent State Law Examination
    2001-07-12
Designations

View on SEC IAPD

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