Tessa Anne Wood

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-01-15
CO	RA	APPROVED	2024-12-16
AZ	RA	APPROVED	2019-06-11

WA RA
APPROVED

Since 2025-01-15
CO RA
APPROVED

Since 2024-12-16
AZ RA
APPROVED

Since 2019-06-11

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Peoria	AZ	03/2016	06/2019
Robert W. Baird & Co. Incorporated	Peoria	AZ	06/2019	Present

03/2016 → 06/2019

Morgan Stanley

Peoria, AZ
06/2019 → Present

Robert W. Baird & Co. Incorporated

Peoria, AZ

Previous Registrations

2016-05-02 → 2019-06-10

Morgan Stanley

Peoria, AZ
2013-08-09 → 2014-10-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
2009-06-01 → 2013-08-28

Morgan Stanley

Durango, CO

Scottsdale, AZ
2007-10-18 → 2009-06-01

Morgan Stanley & Co. Llc

Durango, CO
2005-12-02 → 2007-07-10

Wells Fargo Investments, Llc

Durango, CO
2002-10-09 → 2004-05-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Aspen, CO
2001-01-09 → 2002-07-17

Prudential Equity Group, Llc

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-30

S66 Uniform Combined State Law Examination

2000-08-30

Other Names

Tessa Anne Sartain

View on SEC IAPD