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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-06-29
  • ID RA
    APPROVED
    Since 2023-06-29

Branch Locations

12592 W Explorer Drive #115, Boise, ID 83713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nelson Financial Group Boise ID 09/2010 02/2022
Voya Financial Advisors Boise ID 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Altitude Investment Management, Llc Lakewood CO 03/2022 Present
Nfg Brokerage, Llc Midvale UT 02/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2010 → 02/2022
    Nelson Financial Group
    Boise, ID
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Boise, ID
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2022 → Present
    Altitude Investment Management, Llc
    Lakewood, CO
  • 02/2022 → Present
    Nfg Brokerage, Llc
    Midvale, UT
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6154 N MEEKER PLACE STE 175; BOISE; ID; 83713; FIXED INSURANCE SALES; independent insurance agent; 10/11/2000; 160; 160; sales and service of fixed insurance products 2. NAME OF ENTITY:NFG Brokerage; No; 6955 Union Park Center Suite 550; Midvale; UT; 84047; Fixed Insurance/dba; President Operations; 1/1/2018; 80; 80; Recruiting, helping reps with case design Marketing of fixed life, fixed annuities, DI and LTC policies to other agents and groups; 3. NAME OF OTHER BUSINESS: NFG BROKERAGE, LLC. INVESTMENT RELATED: YES, ADDRESS: 6955 UNION PARK CENTER SUITE 550; MIDAVLE; UT; 84047, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: PRESIDENT OF BD OPERATIONS, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SALE AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS DBA FOR FINANCIAL SERVICES; 4. NAME OF ENTITY:NFG Advisors, LLC; Yes; 6955 Union Park Center, suite 550; Midvale; UT; 84047; FINANCIAL SERVICES/DBA; Principal (Partner); 8/4/2020; 120; 120; Recruiting for NFG Advisors, working with existing advisors we supervise, and also work with personal clients on my own book NFG Advisors performs the supervision of other Voya FA Registered Reps and Investment Advisors, as well as investment and insurance sales and service with retail clients. 5. NAME OF OTHER BUSINESS: ALTITUDE INVESTMENT MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: 165 S WADSWORTH BLVD #200 LAKEWOOD, CO 80226; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 3/2022; POSITION/TITLE/RELATIONSHIP: MEMBER/MANAGER; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: SALE OF SECURITIES AND FIXED PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-26
  • S66 Uniform Combined State Law Examination
    2000-10-26

View on SEC IAPD

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